Metaphysics

Fate

Is the course of the world, of nations and of a human life, fixed in advance, and if so, by what?

Ancient Greek
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Hellenistic/Roman
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Patristic/Medieval
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Renaissance/Early Modern
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19th Century
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finis

The Reading List

Follow this thread through the primary texts, in the order they enter the conversation.

1. Homer, Books XVI, XVIII, XXII
2. Aeschylus, (Agamemnon, Libation Bearers, Eumenides);
3. Sophocles, ;
4. Herodotus, Books I, VII
5. Aristotle, On Interpretation Chapter 9; Book III
6. Lucretius, Book II
7. Virgil, , Books I, IV, VI, XII
8. Epictetus, Book I;
9. Marcus Aurelius, Books II–V
10. Augustine, Book V
11. Boethius, Books IV–V
12. Aquinas, I, QQ. 22–23, 116
13. Chaucer, , Book IV
14. Shakespeare, ; ; Romeo and Juliet
15. Spinoza, , Part I, Appendix; Part II
16. Tolstoy, , Epilogues and the historical chapters of Books IX–XV
Read as text

Every thinker on Fate, in chronological order.

Homer

c. 8th century BC · Ancient Greek

Moira is the portion allotted at birth; even Zeus will not lift his son from under it.

Homer gives the West its first vocabulary for fate. Moira (portion, share) is what each mortal has been apportioned: a span of life, a manner of death, a fixed quota of glory and grief. The gods know it, enforce it, sometimes resent it, but do not overturn it. When Zeus weighs the golden scales over the field of Troy and Hector's doom sinks down, the king of the gods himself can only mourn what he will not rewrite. Fate is not a separate deity; it is the shape of things, older and deeper than Olympus.

The substance of Homeric fate is concrete, not abstract. A warrior learns he will die young if he fights at Troy, or live long if he goes home. Achilles chooses; he is not dragged. The is full of such choices made inside foreknowledge: Hector stands at the gate knowing he cannot win, Patroclus rushes forward knowing the limit Achilles set. Foreknowledge does not erase agency; it gives agency its tragic weight. Men act in the narrow room that fate has left them, and their honor lies in how they fill that room.

The implications of Homeric fate are theological as well as moral. If even Zeus cannot save Sarpedon, "dearest of men to me," then divine power is not unlimited, and the cosmos has a grain that prayer cannot alter. The hero's task becomes not escape but acceptance: to meet one's portion with courage. This posture of willing consent to the given will find its philosophical articulation in the Stoics, and will echo through Boethius's account of fortune and Augustine's account of providence.

"It is not in our stars to hold our destiny but in ourselves—" no, Homer says the opposite: "Fate, I think, no man has ever escaped, neither brave man nor coward, once he has been born."

*Iliad*, Book VI

"Two urns stand on the floor of Zeus, of gifts he gives: one of evils, one of blessings."

*Iliad*, Book XXIV

Homer bequeaths the deepest Greek intuition: that a life has a shape it did not choose, and that nobility consists in filling that shape without flinching. Every later account of fate, whether philosophical, Christian, or scientific, will be measured against this first picture of mortals under the scales of Zeus.

Key work: Iliad

Aeschylus

525–456 BC · Ancient Greek

A curse upon a house works itself out across generations; the free acts of the agents are also the movements by which destiny accomplishes itself.

Aeschylus gives to the old Homeric conception of fate a shape it had not previously had. In Homer, destiny is chiefly the limit that hedges in the individual hero, whose death is fixed and whose particular share of suffering cannot be escaped. In Aeschylus, the domain of fate is extended to include whole households and whole generations. The house of Atreus is under a curse, and each successive act of the members of the house is at once the result of that curse and the occasion for a further working out of it. Agamemnon's decision at Aulis is his own, and so is Clytemnestra's resolution to avenge her daughter; yet each decision, once taken, belongs to a sequence that no one of them has authored.

What makes the Aeschylean treatment distinctive is that the agents are not exempted by the working of fate from the ordinary imputations of conduct. Agamemnon is held accountable for the sacrifice; Clytemnestra for the murder; Orestes for the matricide. The poet does not permit the doomed house to escape into passivity. Instead he shows that fate and choice are not alternatives. The character chooses, and the choice is the character's own; yet what the choice enters into is a larger order whose shape the character did not determine. treats the same matter from a different angle: Prometheus knows what is fated to come, and his knowledge does nothing to prevent it, but his endurance in the face of it is not less a matter for praise on that account.

This conception is taken over by the later tragedians and becomes one of the standing problems of the tradition. Whether the freedom of the agent can be reconciled with a settled order of things, whether providence and fortune differ, whether divine foreknowledge is compatible with human liberty: these questions, treated under the ideas of Will, God, and Necessity, all have their first clear enunciation in the Aeschylean presentation of the doomed house.

"Wisdom comes alone through suffering."

*Agamemnon*

"It is not for me to escape my fate."

*Prometheus Bound*

Sophocles will carry the treatment further in the , where the foreknowledge is specific and the hero's very attempts to evade what has been foretold are the means by which it comes about. Herodotus will apply the same conception to the affairs of cities and of empires. Aristotle, for his part, will distinguish the incidents in a tragedy that arise by necessity, those that arise by probability, and those that come about by chance, and will argue that the first two are proper to the art. The framework of these distinctions owes much to what Aeschylus had first set out in dramatic form.

Key work: Oresteia

Responds to: Homer

Sophocles

497–406 BC · Ancient Greek

What the oracle has foretold comes about through the very measures the agent takes to escape it, so that foreknowledge and action together constitute the working of destiny.

The sets out the problem of fate as foreknowledge in a form ancient literature does not elsewhere attain. Before Oedipus is born, the oracle has declared what he will do; his parents take measures to prevent it; those measures are themselves the occasion by which the foretelling is fulfilled. When, grown to manhood, Oedipus is told by the oracle what he will do, he leaves the city he believes to be his own and flees toward the one that is. The journey brings him to the crossroads where he kills the older man who blocks his way, and to the gate of the city whose queen he will marry. Each of his decisions is made in ignorance of a fact the gods alone possess, and each carries him toward the result he most wished to avoid.

Sophocles is careful not to let this dissolve into mere helplessness. Oedipus is not passive, and his failures are not the failures of a man who has ceased to act. He is the one who insists on pursuing the inquiry into the death of Laius; he rejects the warnings of Tiresias and of Jocasta; he forces the shepherd to speak at the cost of his own standing as king. Each of these is a free act, and the play attributes its success in accomplishing the foretelling to the vigor with which Oedipus carries it out. The tragic conception of fate is here not opposed to action but realized through it. The hero is ruined by doing what he is fully capable of doing and what no prudence could have dissuaded him from.

The problems raised by this treatment are taken up in the later tradition under several ideas. Whether the gods' foreknowledge compromises the agent's freedom, whether the chain of natural causes is open or closed, whether the recognition of necessity is consistent with moral imputation: these are treated respectively under Will, under Necessity, and under Good and Evil. The question of the relation of tragic fate to the workings of chance, which is not the same, is considered under Chance.

"Best of mortals, think no man happy until his last day is past."

*Oedipus the King*

"I have suffered my share. My life has taught me acceptance."

*Oedipus at Colonus*

Aristotle in the takes up the as the model of the tragic plot. What he praises is the linking of the reversal and the recognition, so that the discovery of the truth and the fall of the hero occur at the same moment. This is more than a technical observation. It identifies the feature of the Sophoclean treatment in which fate and action are inseparable: the hero's recognition of what he has done is itself the turning of fortune against him. The later philosophical debates about necessity and contingency will not displace the questions the poet first set in the form of a plot.

Key work: Oedipus the King

Responds to: Aeschylus, Homer

Herodotus

c. 484–425 BC · Ancient Greek

What is fated comes to pass, but oracles are riddles and men must still choose how to read them.

Herodotus inherits Homer's fatalism and complicates it with politics. His is crowded with oracles that come true, dreams that compel action, and destinies that cannot be outrun: Croesus losing his kingdom, Xerxes driven across the Hellespont by a recurring vision. But Herodotus is also the first historian of human decision. Between the decree and its fulfillment lies a great space of interpretation, deliberation, and choice, and that is where the historian works. Fate supplies the ending; men supply the meaning.

The substance of his view appears in the great set-piece debates before Salamis. The Athenians receive the oracle of the "wooden wall" and must decide what the god means: the acropolis palisade, or the fleet. Themistocles persuades them it means ships, and in that act of persuasion the saving of Greece is accomplished. Xerxes, by contrast, is shown consulting Artabanus, rejecting war, then reversing himself when dreams visit both men and insist the war "is fated to happen." Herodotus lets the reader feel the pressure of the inevitable without surrendering the texture of choice. The contrast between Greek deliberation and Persian submission is itself a moral lesson about regimes.

The question that Herodotus poses for the historian is whether, if fate alone moved events, there would be anything to explain beyond a bare record of what happened. Herodotus writes instead to preserve "the great and marvelous deeds" of men, which requires showing those men as agents whose character shapes outcomes even within what is foreordained. At the same time, retribution, nemesis, the jealousy of the gods at human greatness, move through his narrative as real forces. The result is an account in which necessity and freedom both obtain, and the historian's art lies in showing how they are interlocked.

"It is impossible for a man to avert what the god has decreed must happen."

*History*, Book IX

"No one is so foolish as to prefer war to peace; in peace sons bury fathers, but in war fathers bury sons."

*History*, Book I (Croesus on fate's reversals)

Herodotus founds a historical tradition that will hold fate and agency in tension: Thucydides, Polybius, Tacitus, and finally Tolstoy will all inherit his conviction that great events bear the mark of necessity, but only become history when men freely choose within them.

Key work: History

Responds to: Homer, Aeschylus, Sophocles

Aristotle

384–322 BC · Ancient Greek

Not everything that will be is already determined; the future contains genuine contingency.

Aristotle is the first philosopher to argue, rigorously, against fatalism. In the famous Chapter 9 of On Interpretation, he takes up the sea-battle problem: if it is true today that there will be a sea-battle tomorrow, then tomorrow's battle is already fixed; and if it is true today that there will not be, then it is already ruled out. Either way, deliberation is a sham. Aristotle refuses this conclusion. Statements about future contingents, he argues, are not yet determinately true or false. The future is genuinely open; truth-values crystallize with events.

The substance of Aristotle's anti-fatalism is metaphysical and ethical. In VI.3 he insists that not every event has a necessitating cause; some things happen "by accident," and the chain of causes has real breaks. In the he builds a theory of voluntary action on this opening: we deliberate only about what is "up to us" and could be otherwise. If fate governed all, praise and blame would be empty, laws absurd, moral education pointless. Aristotle's universe has necessity in it (the heavens move by it, natures unfold by it), but it is a universe where contingency and human choice are irreducible features, not illusions to be explained away.

The possibility of the moral life depends on the metaphysical opening Aristotle carves. Character is the cumulative deposit of choices made in genuinely open situations; if those situations were in fact determined, virtue and vice would dissolve along with them. This is why he distinguishes with care between the necessary, the usual, the occasional, and the accidental: the structure of reality must be articulated finely enough to leave room for genuine deliberation and genuine responsibility. The conceptual vocabulary he provides here will be the vocabulary that Boethius and Aquinas employ when they attempt to reconcile divine providence with human freedom.

"It is not necessary that of every affirmation and opposite negation one should be true and the other false. For what holds for things that are does not hold for things that are not but may possibly be or not be."

*On Interpretation*, Ch. 9

"The things that are up to us are the things about which we deliberate and act; and virtue, like vice, lies in our own power."

*Nicomachean Ethics*, Book III

Aristotle gives the tradition the conceptual tools (necessary and contingent, voluntary and involuntary, up-to-us and not-up-to-us) that Christian thinkers will use to reconcile providence with freedom. Every later refusal of hard fatalism stands on the ground he cleared.

Key work: De Interpretatione

Responds to: Homer

Lucretius

c. 99–55 BC · Hellenistic/Roman

The atomic swerve breaks fate's iron chain; nature alone rules, but chance and freedom have a home in it.

Lucretius, following Epicurus, wages war on two fatalisms at once: the superstitious fatalism that attributes every event to the meddling of gods, and the mechanical fatalism of the Stoics and Democritus, in which atoms fall in straight lines forever and every motion is predetermined by its antecedents. Against the first he proclaims nature's autonomy: "nature free at once and rid of her haughty lords is seen to do all things spontaneously of herself without the meddling of the gods." Against the second he introduces the most audacious move in ancient physics: the clinamen, the infinitesimal swerve of atoms at no fixed place or time.

The substance is a naturalistic cosmology with room for freedom. Without the swerve, atoms would fall eternally parallel like rain, no collisions, no worlds, no living things. The swerve is what makes nature generative. It is also what breaks the causal chain tightly enough that living beings can originate motion in themselves: "whence, I ask, is this will wrested from the fates, whereby we proceed whither pleasure leads each of us?" Lucretius grounds the experience of voluntary action in a physical indeterminacy at the atomic level. The will is not supernatural; it is what a swerving physics allows.

The purpose of Lucretius's poem is as much therapeutic as scientific. The argument for the swerve is embedded in a larger enterprise: to free human beings from terror of the gods, of death, and of punishment in an afterlife. Fatalism, whether of the religious or the mechanistic variety, constrains the mind by placing the future beyond the individual's influence. By showing that the universe is neither governed by jealous deities nor locked in adamantine necessity, Lucretius aims to make the philosophical life possible: a life of equanimity, friendship, and pleasure before a nature that does not punish those who fail to propitiate it.

"If all motions are ever linked together, and new ever arises from old in fixed order... whence comes this free will in living creatures all over the earth?"

*On the Nature of Things*, Book II

"The atoms swerve a little—no more than the least—lest motion seem to be always from above, and the chain of cause be forged unbroken."

*On the Nature of Things*, Book II

Lucretius bequeaths the tradition its first physicalist defense of freedom: a universe without providence that is nevertheless not a prison. Augustine will call him a fatalist for denying providence, and Spinoza will reject the swerve for its arbitrariness; but the attempt to locate liberty inside nature, not outside it, begins here.

Key work: On the Nature of Things

Responds to: Homer, Aristotle

Virgil

70–19 BC · Hellenistic/Roman

Fate is the unfolding of an imperial order decreed by the gods, in which the hero's task is not to escape destiny but to carry it through at the cost of private happiness.

Virgil's treats fate as the expression of an imperial order that the gods have fixed and that history is in the process of working out. The fata of Jupiter are not merely the terminal limits of this or that hero's life, as in Homer, but comprise a design extending through generations, across cities and across centuries, whose completion is the establishment of Rome and the rule of Augustus. What the hero is called upon to do is to advance this design at whatever private cost. Aeneas is not asked to choose a destiny from among possible ones; his destiny has already been declared, and the question he is put to is whether he will undertake it, since even a destiny may be shirked by a man who will not take it up.

What distinguishes the Virgilian treatment is the tension between fate so understood and the claims of personal affection and comfort. Aeneas has lost his city; his wife has been torn from him at its fall; he has been driven across seas. At Carthage, Dido offers him a kingdom and a love which he accepts. Mercury is sent to recall him to his task, and the departure that follows is attended by a grief which Virgil refuses to disown. The tears of Dido and the halting words in which Aeneas explains that he does not go willingly, but is compelled by destiny, are not presented as the unseemly resistance of a lesser man to his calling. They are acknowledged as the price at which the task is done. Pietas, the virtue by which Aeneas is most characterized, is not the cheerful execution of what fate requires, but the readiness to do it while feeling what is lost in the doing.

The questions Virgil raises are related to those already opened by the Greek tragedians, and continue to be discussed under the ideas of Necessity, Will, and God. Whether the imperial destiny is distinguishable from the inner compulsion that drives the hero, whether the foreknowledge of the gods leaves room for the free act of the man, whether the cost exacted by fate is a true cost at all if the order it serves is providential: these questions are taken up under those heads, and Virgil's way of putting them continues to shape the formulation.

"Yield not to misfortunes, but go forth more boldly to meet them as your fortune permits."

*Aeneid*, Book VI

"I follow Italy not of my own will."

*Aeneid*, Book IV

Augustine will take over the Virgilian conception of a providential history and set it in a larger frame: what the had shown about the founding of Rome will become, in the , a limited truth about the earthly city, subordinated to a further truth about the city of God. Dante will cast Virgil himself as a guide through the underworld, granting to the pagan poet a visionary authority on the matter of fate that few other figures of antiquity receive. The conception of destiny as providentially ordered and personally costly, which the tradition takes from the , is not easily dislodged from the imagination of the West.

Key work: Aeneid

Responds to: Homer, Aeschylus, Sophocles

Epictetus

c. 50–135 AD · Hellenistic/Roman

What is fated is not up to you; freedom lies in assenting to it well.

Epictetus accepts Stoic determinism without flinching and turns it into a philosophy of liberation. The cosmos is a rational whole governed by providence; every event is woven into the fabric of the All. No external thing (body, reputation, property, health, death) is ever "up to us." Against the Epicurean swerve, Epictetus insists the chain of nature is seamless. But the same insight that sounds like bondage becomes, in his hands, the ground of an unassailable freedom: the mind's assent is the one thing no fate can reach.

The substance is the famous distinction between what is ours and what is not. Our judgments, desires, aversions, and impulses are ours; everything else is on loan. To confuse the two is to live as a slave, tossed by circumstance. To master the distinction is to be free in chains, on the rack, in exile. Providence has assigned each of us a role in the great drama (beggar, magistrate, cripple, emperor), and our task is not to rewrite the script but to play the role well. The divine playwright has already fixed the plot. Our dignity is to act it out with judgment and consent.

Epictetus redefines freedom itself. On his account, freedom is not the power to do otherwise but the power to will what is. The good person wills what happens, because what happens is the will of God. Resistance is both pointless and servile; willing alignment with the providential order is what the Stoics mean by freedom. This account inverts the Homeric picture: where Achilles meets his fate with grief and rage, Epictetus prescribes consent, and illustrates it with the prayer of Cleanthes: "Lead on, Zeus, and you too, Destiny."

"Do not seek that the things which happen should happen as you wish; but wish the things which happen to be as they are, and you will have a tranquil flow of life."

*Enchiridion*, 8

"Lead me, O Zeus, and thou, O Destiny, the way that I am bid by you to go. I will follow without wavering; and if I am unwilling, because I am wicked, I shall follow still."

*Discourses*, Book IV (quoting Cleanthes)

Epictetus gives Western spirituality its most enduring technique for living under necessity: consent. The early Christians will absorb this posture and transfigure it; Boethius will borrow his very cadence; Marcus Aurelius will write his as its lived proof.

Key work: Discourses

Responds to: Homer, Aristotle, Virgil

Marcus Aurelius

121–180 AD · Hellenistic/Roman

Whatever happens to you was prepared for you from eternity; receive it as your portion in the universe.

Marcus Aurelius takes the Stoic doctrine of fate out of the lecture hall and into the campaign tent. The are private exercises in which an emperor rehearses, night after night, the conviction that the universe is a single ordered whole and that everything that befalls him was threaded into the pattern before the ages. He does not argue the position; he practices it. For Marcus, philosophy is the daily reminder that one's life is a small, assigned portion of cosmic necessity, and that the only serious question is how to meet it.

The substance is a doctrine of cosmic acceptance grounded in metaphysics. The world is governed by logos, a providential reason that orders every event. What looks like accident is the working of the whole. "All things are implicated with one another, and the bond is holy." Resistance is metaphysical absurdity: a part quarreling with its whole. The Stoic sage receives each event (illness, loss, betrayal, death) as something nature has prepared specifically for him, a portion matched to his soul's need. There is no such thing as bad fortune, only misjudged fortune.

Marcus was ruling a fraying empire, burying children, and contending with plague and war, and the show him returning again and again to this single anchor: what happens is fated, the fated is from providence, providence is for the good, therefore receive it. The ethics that follows from this conviction is at once austere and humane: do your work, love your fellow rational beings, expect ingratitude and give benefit nonetheless, die when nature calls without resistance or drama. The fated life, received with lucid consent, is the life the Stoics describe as blessed.

"Whatever may happen to thee, it was prepared for thee from all eternity; and the implication of causes was from eternity spinning the thread of thy being."

*Meditations*, Book X

"Accept the things to which fate binds you, and love the people with whom fate brings you together, and do so with all your heart."

*Meditations*, Book VI

Marcus gives the Stoic vision its most tender and exhausted voice. But his very tenderness exposes a crack in the doctrine: to rehearse the same consolations night after night is to admit that cosmic acceptance does not come naturally. Augustine will notice this — that the Stoic sage who must work to will what happens is not yet free, and that true peace requires not the discipline of consent but the gift of grace.

Key work: Meditations

Responds to: Homer, Epictetus

Augustine

354–430 AD · Patristic/Medieval

Drop the word 'fate'; what rules the world is providence, and providence does not crush the free will it created.

Augustine launches a frontal assault on pagan fatalism in Book V of . The Stoics, the astrologers, and the fatalist historians all converge, in his view, on a doctrine that dethrones God and dissolves human responsibility. If the stars or a blind fatum govern events, then prayer is idle, virtue is a mask, and the martyrs died for nothing. Augustine's counter-move is to seize the territory of necessity and re-describe it: whatever order the pagans credit to fate is in truth the order of divine providence, and providence is nothing other than the wise, free, personal will of God.

The substance is a careful disentangling. Augustine will not say the word "fate" should be used by Christians at all; where they must speak of it, let them substitute "providence." He concedes that some events are necessary and some contingent, and he insists that God's foreknowledge encompasses both without reducing contingency to necessity. God knows what I will freely choose, and his knowing does not make my choosing unfree. The argument is logical: knowledge of a free act does not cause it; the causal order runs from my will outward, while the epistemic order runs from the eternal present of God's vision inward. Fate as iron necessity is rejected; providence as wise governance is affirmed.

The argument has direct implications for the Christian account of sin, grace, and judgment. If human beings are fated, they cannot sin, and God cannot justly hold them accountable. Augustine refuses both conclusions. He preserves the reality of human freedom against the Stoics and the astrologers while maintaining, against Pelagius, that a will wounded by the Fall requires grace for its healing. The result is the classical Christian position: providence governs all things, foreknowledge extends to every contingency, and human freedom is not thereby abolished but is itself, in some sense, divinely grounded. The problem of grace and freedom is treated more fully in the chapters on LIBERTY and WILL.

"It does not follow that, though there is for God a certain order of all causes, there must therefore be nothing depending on the free exercise of our own wills, for our wills themselves are included in that order of causes which is certain to God, and is embraced by His foreknowledge."

*City of God*, Book V, Ch. 9

"If that is to be called our fate which is not in our power, but which, even though we be unwilling, effects what it can... let us abstain from using that word."

*City of God*, Book V, Ch. 1

Augustine reframes the whole question. After him, fate in the Christian tradition is not an alternative to providence but a misunderstanding of it. Boethius, Aquinas, and Dante will build their syntheses on the distinctions he cut here.

Key work: City of God

Responds to: Lucretius, Epictetus, Marcus Aurelius

Boethius

c. 480–524 AD · Patristic/Medieval

Fate is the unfolding in time of what providence sees all at once in eternity.

Boethius writes in prison awaiting execution and produces the most influential treatise on fate the Middle Ages will read. Lady Philosophy, visiting her fallen student, walks him through the great puzzle: if God foreknows all, how are our choices free? Her answer reshapes the vocabulary. Providence and fate are not two forces but one reality under two aspects: providence is the divine plan as it exists eternally in God's mind; fate is that same plan as it unfolds through secondary causes in time. "Fate is a disposition inherent to changeable things, by which providence connects each one with its proper order."

The substance is the eternity argument that will anchor medieval theology. Time is the mode of created being, in which past, present, and future are strung out in succession. Eternity is not endless time but the "whole, simultaneous, and perfect possession of interminable life." From that standpoint, God does not foresee our choices; he sees them in an eternal present, as we see what lies before our eyes. Knowledge of a present act does not coerce it. Therefore divine foreknowledge is compatible with genuine contingency and genuine human freedom. The chain of causes in fate is tight, but it is not the whole story: at its source stands providence, which governs freely and governs free beings.

For Boethius in his cell, the argument is not merely theoretical. If Fortune's wheel turns by blind rotation, there is nothing to hold to. But if what appears as cruel chance is the temporal face of a wise eternity, then even unjust imprisonment may be accepted as part of an order whose goodness exceeds what the sufferer can presently see. The Consolation teaches the reader to raise his eyes from the turning wheel to the still center that turns it, and to find in that ascent both a kind of freedom and a kind of peace. The theme of Fortune's wheel connects to the discussion under the idea of CHANCE.

"Fate is the disposition inherent in changeable things, through which Providence binds all things together, each in its own order."

*The Consolation of Philosophy*, Book IV, Prose 6

"Since God has always an eternal and present state, His knowledge also, surpassing all movement of time, abides in the simplicity of its own present."

*The Consolation of Philosophy*, Book V, Prose 6

Boethius gives the Latin West its master-framework: providence above, fate below, eternity embracing time. Every medieval thinker on fate (Aquinas, Dante, the author of the Cloud) works inside his distinctions, and Dante will make Boethius a saint of the sun in X.

Key work: The Consolation of Philosophy

Responds to: Epictetus, Augustine

Thomas Aquinas

1225–1274 · Patristic/Medieval

Fate is the order of second causes through which providence works; real, but subordinate to God and compatible with freedom.

Aquinas, unlike Augustine, is willing to keep the word "fate," but he disciplines it. Taking Boethius's definition and Aristotle's metaphysics of causation, he gives fate a precise place in the architecture of the universe. Providence, considered as the eternal ordering in God's mind, is the first cause of all things; fate is that same ordering considered as it exists in created secondary causes, the network of natural agencies through which God's plan is executed in time. "Essentially, fate is the very disposition or series, the order, of second causes."

The substance is a layered causality that preserves both divine sovereignty and creaturely freedom. God's providence extends to every contingent event, but it does so in ways appropriate to each kind of cause: through necessary causes for necessary effects, through contingent causes for contingent effects, through free causes for free effects. God, as first cause, moves the will to choose freely; his moving it does not override its freedom but constitutes it. "As by moving natural causes He does not prevent their acts being natural, so by moving voluntary causes He does not deprive their actions of being voluntary." Fate is real where secondary causes are tightly linked; it is absent where chance and free will operate, which is itself part of providence's design.

The problem Aquinas must resolve is double: to refute the fatalism that would make God the author of sin, and to avoid a position that places human freedom entirely outside the reach of providence. His solution, sometimes called the concursus doctrine, holds that divine and human causality operate at different levels rather than in competition. God causes the whole act, including its being free; the human person causes the act as his or her own. The universe is, on this account, at once entirely governed by providence and genuinely open to human choice. Whether this solution fully resolves the difficulty or only reframes it is a question the tradition has continued to examine.

"Fate is nothing else than the connection of secondary causes, ordained by divine providence for the production of certain effects."

*Summa Theologica*, I, Q. 116, a. 2

"Divine providence produces effects through the operation of secondary causes... Whatever divine providence ordains to happen infallibly and of necessity, happens infallibly and of necessity; and whatever it ordains to happen contingently, happens contingently."

*Summa Theologica*, I, Q. 22, a. 4

Aquinas completes the Boethian synthesis and hands it to Dante. Fate, in his hands, ceases to be a rival to God and becomes the ordered fabric through which God's will is woven into time: tight enough to be called fate, loose enough to leave room for the human deed.

Key work: Summa Theologica

Responds to: Aristotle, Augustine, Boethius

Geoffrey Chaucer

c. 1343–1400 · Patristic/Medieval

Troilus concludes from Boethian Providence that free choice is an idle dream; the poem tests whether that conclusion is philosophy or despair.

Chaucer translates the Consolation of Philosophy into Middle English (the Boece) and then, in the same years, writes , which is in large part a dramatic test of whether the Boethian resolution of fate and freedom can be believed by someone actually undergoing what it describes. The poem does not dispute Boethius; it dramatizes what happens when a man takes the Boethian position and draws the most extreme inference from it. In the crisis of Book IV, after learning that Criseyde will be traded to the Greek camp, Troilus reasons as follows: if Providence has foreordained all things, and if God's foreknowledge cannot be deceived, then what is to come must come by necessity, and "free choice is an idle dream." He commits himself to this conclusion and, in consequence, makes no effort to prevent his loss that he might otherwise have made. This is the error that Aquinas, following Boethius, most labors to forestall: the inference from God's foreknowledge to the abolition of human contingency and will.

The structure of the poem follows Fortune's wheel through narrative. Book I finds Troilus at the height of Trojan confidence; Books II and III trace his rise through love to the peak of erotic happiness, with Lady Philosophy's warnings about Fortune woven into the text almost verbatim; Books IV and V turn the wheel as Criseyde passes to the Greeks and Troilus, stripped of action as well as love, moves toward the death Chaucer has announced from the opening lines. The poem is designed so that the reader holds the Boethian framework throughout while watching a character who has the framework too, but takes it as a reason for passivity rather than as a discipline of the will. Whether Troilus's fatalism is the correct reading of Boethius, or a misreading that his grief makes available to him, is a question the poem poses but does not settle.

The ending resolves the question on Boethian terms, but only after death. Troilus, ascending to the eighth sphere, looks down at "this litel spot of erthe" and laughs at the grief of those mourning below, including the grief that was his own throughout the poem. The view from eternity vindicates Lady Philosophy: earthly attachments seen sub specie aeternitatis are exactly what Boethius said they were. Chaucer then addresses young readers directly, urging them to turn from worldly vanity to the love of God. Boethius's consolation holds and his teaching is sound. The question the poem leaves open is whether that consolation was available to Troilus while he was alive, and whether his conclusion in Book IV was the Boethian error his fate illustrates or an honest reckoning with what Boethian philosophy requires.

"O yonge, fresshe folkes, he or she, / In which that love up groweth with youre age, / Repeyreth hom fro worldly vanyte."

*Troilus and Criseyde*, Book V

"Swich fyn hath, lo, this Troilus for love! / Swich fyn hath al his grete worthynesse! / Swich fyn hath his estat real above!"

*Troilus and Criseyde*, Book V

Chaucer provides the first major vernacular examination of the Boethian resolution to the problem of fate. The medieval framework remains intact in the poem: Providence governs fate, and the philosopher's perspective is available to the soul that achieves it. What the poem adds is the record of a particular human being who possesses the framework and draws from it the most extreme inference, committing himself to passivity in the face of what he takes to be necessity. Whether this inference follows from Boethius, or whether it is the distortion that grief makes available, remains a question the poem poses without settling. Spinoza will later arrive at a similar resolution by way of geometry, arguing that the wise person achieves freedom through understanding necessity; the question Chaucer leaves open is whether that understanding, however correct, is sufficient to sustain the person who holds it while Fortune turns.

Key work: Troilus and Criseyde

Responds to: Boethius, Thomas Aquinas

William Shakespeare

1564–1616 · Renaissance/Early Modern

The prophecy and the stars are among the causes that work upon a man, but the decisive cause is his own act, which he performs in their name and which would not have been done without him.

Shakespeare's treatment of fate is not of one kind. At different points in the plays he allows the force of destiny and the force of character to shift their relative weight, and the plays are a set of cases rather than a doctrine. is the most direct presentation. The witches tell Macbeth that he shall be king; Macbeth, hearing the prophecy, is carried through his own steps to the throne; yet each of those steps is one he has taken himself, under the persuasions of his wife and the stirrings of his own ambition. The play does not settle the question whether, had Macbeth refused, the crown would have come to him by another means. What it settles is that the prophecy, once heard, has become one of the constituents of the situation in which he deliberates, and that the deliberation is in the end his own.

offers a different set of images. Cassius tells Brutus that the fault is not in our stars but in ourselves that we are underlings, and the speech has often been taken for Shakespeare's own view. But the same play is filled with omens, portents, and warnings, and the murder of Caesar, which Cassius undertakes on the ground that men are masters of their destiny, produces the very consequence the conspirators had meant to prevent. Romeo and Juliet puts the matter yet differently: the lovers are called star-crossed, and the play refers more than once to a destiny working against them, and yet the particular contingencies that undo them are the ordinary errors of a letter miscarried and a message delayed. In each of these cases Shakespeare refuses to let fate and free action stand apart as alternatives.

The questions raised are taken up in the tradition under Will, Necessity, and Chance. What is proper to Shakespeare's handling of Fate is the refusal of the alternatives and the insistence that the foretelling and the choice belong to the same order of events, each requiring the other for what is finally done.

"It is the stars, the stars above us, govern our conditions."

*King Lear*, Act IV

"The fault, dear Brutus, is not in our stars, but in ourselves, that we are underlings."

*Julius Caesar*, Act I

The later tradition reads these plays in different ways. Spinoza, for whom every appearance of free decision is a confused idea of natural necessity, will find in the Shakespearean plots the kind of dramatic illustration his own system required. Others, reading against Spinoza, will take the plays as evidence that necessity and agency are not reducible to each other. Between them the questions already opened by the Greek tragedians are carried forward, and Shakespeare's contribution is to have set them in the idiom of the modern European stage without resolving them in favor of either side.

Key work: Macbeth

Responds to: Aeschylus, Sophocles, Virgil, Geoffrey Chaucer

Baruch Spinoza

1632–1677 · Renaissance/Early Modern

Everything follows by necessity from the divine nature; contingency is an illusion born of ignorance.

Spinoza takes the medieval affirmation of providence and strips it of its personalism, producing the most rigorous necessitarianism in the Western tradition. God, identified with Nature (Deus sive Natura), does not deliberate, choose, or intend; God simply is, and from the divine essence all things follow with the same necessity by which the properties of a triangle follow from its definition. "In the nature of things nothing contingent is granted, but all things are determined from the necessity of the divine nature to exist and act in a certain manner." What theologians called providence and pagans called fate, Spinoza calls the single, seamless causal order of substance.

The substance of his view is a geometric universe. Every finite thing is a mode of the one substance, and every mode is determined by prior modes in an infinite chain. There is no free will in the traditional sense; what people call freedom is only their ignorance of the causes that move them. "Men believe themselves free because they are conscious of their actions and ignorant of the causes by which they are determined." This is the position Kant will later label "the system of fatality" and condemn for eliminating design. Spinoza embraces it. God alone is "free" in the sense that his existence and action follow from his own nature alone; everything else is bound by the nature of things.

The implications of Spinoza's necessitarianism for ethics and religion are far-reaching. If all is necessity, then hope, fear, praise, blame, and salvation in any traditional sense lose their usual meaning. Spinoza's response is a redirection: the free person is not the one who chooses otherwise but the one who understands necessity. To grasp that a thing could not have been other than it is, is to cease raging against it and to achieve the amor intellectualis Dei, the intellectual love of God that Spinoza identifies with blessedness. Freedom is not a break in the causal chain but the lucid understanding of it, a position that resembles, in some respects, the Stoic counsel of Epictetus, now expressed in the language of geometry and substance.

"In the mind there is no absolute or free will, but the mind is determined to will this or that by a cause which is also determined by another cause, and this again by another, and so on to infinity."

*Ethics*, Part II, Prop. 48

"A free man thinks of nothing less than of death; and his wisdom is a meditation not on death but on life."

*Ethics*, Part IV, Prop. 67

Spinoza hands modernity its clearest statement of determinism and its most surprising consolation. Hegel will absorb his necessitarianism into the march of Spirit; Einstein will quote him; Tolstoy will echo him in the historical chapters of .

Key work: Ethics

Responds to: Lucretius, Thomas Aquinas, William Shakespeare

Leo Tolstoy

1828–1910 · 19th Century

Napoleon did not move the armies; history is the sum of countless wills, and its law is not visible to its actors.

Tolstoy turns the question of fate from theology to historiography. The great men of history (Napoleon, Alexander, Kutuzov) think they are directing events; the historians who write about them cooperate in the illusion. But the real motion of armies, nations, and epochs, Tolstoy argues, is the resultant of millions of small human wills, none of them in charge, each partially free and partially compelled, summing into a movement no individual can see or steer. In the historical chapters and especially the Second Epilogue of , he constructs an anti-heroic philosophy of history that is also a subtle doctrine of fate.

The substance is a paradox Tolstoy refuses to resolve. Each person, from within, experiences himself as free, choosing to speak, to fight, to flee. Viewed from outside, from the standpoint of the historian, every action is conditioned by causes: national character, geography, economy, the accumulated past. Freedom and necessity are not two regions of reality but two perspectives on the same act, and the historian's task is to honor both. The closer one looks at a single soldier, the more one sees freedom; the farther back one stands to survey the campaign, the more necessity appears. The laws of history are real, but they operate through, not around, human choice.

The reinterpretation of heroism follows from Tolstoy's account. Napoleon is not the cause of 1812 but its instrument, a figure carried by a movement he does not understand and mistakes for his own creation. Kutuzov is the wiser figure precisely because he knows he cannot command the historical movement and consents to be carried by it well. Behind the whole vast movement, Tolstoy suggests, without quite stating it explicitly, something like a providential order: God's will working through the massed liberties of ordinary human beings, most visible in the Russian peasant soldier and least visible in the emperor who imagines himself its author. The account resembles, in some ways, Herodotus's picture of how necessity and human choice interlock, now scaled to a continental war and informed by a Christian humility about what great men can actually know.

"A king is the slave of history. History, that is, the unconscious, general, swarm-life of mankind, uses every moment of the life of kings for itself as an instrument for its own ends."

*War and Peace*, Book IX

"Man's mind cannot grasp the causes of events in their completeness, but the desire to find those causes is implanted in man's soul. And without considering the multiplicity and complexity of the conditions, any one of which taken separately may seem to be the cause, he snatches at the first approximation to a cause that seems to him intelligible."

*War and Peace*, Second Epilogue

Tolstoy closes the classical debate on a modern note. Fate returns, but now as the irreducible opacity of collective human action to its participants. The free choices are real; the pattern they compose is sovereign; and the wise man, like Kutuzov, serves the pattern he cannot command.

Key work: War and Peace

Responds to: Herodotus, Augustine, Baruch Spinoza

The Reading List

1. Homer, Books XVI, XVIII, XXII
2. Aeschylus, (Agamemnon, Libation Bearers, Eumenides);
3. Sophocles, ;
4. Herodotus, Books I, VII
5. Aristotle, On Interpretation Chapter 9; Book III
6. Lucretius, Book II
7. Virgil, , Books I, IV, VI, XII
8. Epictetus, Book I;
9. Marcus Aurelius, Books II–V
10. Augustine, Book V
11. Boethius, Books IV–V
12. Aquinas, I, QQ. 22–23, 116
13. Chaucer, , Book IV
14. Shakespeare, ; ; Romeo and Juliet
15. Spinoza, , Part I, Appendix; Part II
16. Tolstoy, , Epilogues and the historical chapters of Books IX–XV